Noriko Okada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriko Okada ( ), a licensed former licensee with CE reference BOW959. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-30 | 2021-04-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-30 | 2021-04-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2019-10-30 | 2021-04-09 |