Ken Wai Ming Tam
譚偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Wai Ming Tam (譚偉明), a licensed former licensee with CE reference AFJ250. This person has 13.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-14 | 2020-12-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-14 | 2020-12-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-08-14 | 2020-12-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-21 | 2020-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-09-21 | 2020-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2015-09-21 | 2020-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2015-09-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-02 | 2015-09-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-09-02 | 2015-09-21 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-10 | 2015-08-08 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2014-06-10 | 2015-08-08 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2014-06-10 | 2015-08-08 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2014-06-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-24 | 2014-06-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2014-03-24 | 2014-06-10 |
| JF International Management Inc. | RO | Type 4 - Advising on securities | 2012-01-17 | 2012-12-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-13 | 2012-12-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-11-13 | 2012-12-22 |
| JF International Management Inc. | RO | Type 9 - Asset management | 2006-07-18 | 2012-12-22 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | 2006-05-30 | 2012-12-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 - Asset management | 2006-05-30 | 2012-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Wai Ming Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.