Sin Ting Lai
黎倩婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Ting Lai (黎倩婷), a licensed former licensee with CE reference AQA673. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-26 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-20 | 2017-06-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-20 | 2017-06-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2013-09-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2013-09-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-23 | 2010-10-31 |