Tracey Danielle Wahlberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracey Danielle Wahlberg ( ), a licensed former licensee with CE reference BGQ203. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2019-01-08 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-10 | 2019-01-08 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-12-10 | 2019-01-08 |