Peter James Goldsworthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Goldsworthy ( ), a licensed former licensee with CE reference BJC944. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2017-03-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-27 | 2017-03-01 |