HSBC Global Asset Management Holdings (Bahamas) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Global Asset Management Holdings (Bahamas) Limited, a Hong Kong-based licensed corporation with CE reference AAF425. Current licensed staff on file: 0 (total recorded over time: 65).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2020-06-02 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2020-06-02 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Type 9 - Asset management | Pre-2003 | 2025-06-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (65)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Judy May Wai Ho 何美蕙 | Rep 4, 9 | 2015-11 | 2024-12 |
| Wai Fun Ho 何慧芬 | RO 9 Rep 9 | 2021-11 | 2024-12 |
| Jasmine Yee Ting Hung 洪綺婷 | RO 9 | 2024-07 | 2024-12 |
| Brenda Yuen Ting Wong | RO 9 | 2023-11 | 2024-06 |
| Cecilia Po Chi Chan 陳寶枝 | RO 9 | 2021-03 | 2023-11 |
| Aneesh Manaktala | Rep 4, 9 | 2014-03 | 2023-04 |
| Edith Lin 林祥玲 | RO 9 | 2021-08 | 2022-11 |
| Denis James Gould | RO 4, 5, 9 | 2011-10 | 2022-08 |
| Tsz Ho Lee 李梓豪 | Rep 4, 9 | 2018-08 | 2022-05 |
| Woon Sang Sze 史煥生 | Rep 4, 9 | 2015-04 | 2022-05 |
| Tak Yung Raymond Tsang 曾德庸 | Rep 4, 9 | 2015-12 | 2022-05 |
| Wing Hoi Jane Wong 黃穎凱 | Rep 4, 9 | 2015-02 | 2022-05 |
| Pedro Augusto Botelho Bastos | RO 4, 5, 9 Rep 4, 9 | 2014-06 | 2022-05 |
| Fung Ling Lam 林鋒凌 | Rep 4, 9 | 2014-07 | 2022-03 |
| Guillermo Eduardo Maldonado-Codina | RO 4, 5, 9 Rep 9 | 2011-09 | 2021-04 |
| Kyung Il Chung | Rep 4, 9 | 2015-02 | 2020-08 |
| Bin Han 韓檳 | Rep 4, 9 | 2017-03 | 2020-08 |
| Mannix Yuen Fai Hui 許遠暉 | Rep 4, 9 | 2019-07 | 2020-08 |
| Bonnie Wai Nam Lee 李慧楠 | Rep 4, 9 | 2013-12 | 2020-08 |
| Kyunghyun Lew 柳炅鉉 | Rep 4, 9 | 2019-06 | 2020-08 |
| Michelle Lin 林旻璇 | Rep 4, 9 | 2015-01 | 2020-08 |
| Ruby Ching Yee Liu 廖靖怡 | Rep 4, 9 | 2019-07 | 2020-08 |
| Wai Shum Luk 陸慧心 | Rep 4, 9 | 2012-10 | 2020-08 |
| Yan Ying Ma 馬銦楹 | Rep 4, 9 | 2019-07 | 2020-08 |
| Alfred Tak Sing Ngai 魏德星 | Rep 4, 9 | 2012-10 | 2020-08 |
| Rio So Sum Pang 彭素心 | Rep 4, 9 | 2012-10 | 2020-08 |
| Kayla Yuen 袁詩棋 | Rep 4, 9 | 2014-04 | 2020-08 |
| Man In Yuen 袁敏妍 | Rep 4, 9 | 2019-04 | 2020-08 |
| Alison Rosemary Brown | RO 4 | 2018-07 | 2020-01 |
| Ji Youn Lim 林智娟 | Rep 4, 9 | 2015-06 | 2020-01 |
| Lydia Wing Yu Chau 周穎愉 | Rep 4, 9 | 2012-10 | 2019-09 |
| Pui Ki Lo 勞佩琪 | Rep 4, 9 | 2016-11 | 2019-08 |
| Susannah Mary Spence | RO 4, 9 Rep 5 | 2006-01 | 2019-07 |
| Siu To Kwong 鄺小桃 | Rep 4, 9 | 2014-04 | 2019-04 |
| Yim Lan Yeung 楊艷蘭 | Rep 4, 9 | 2018-06 | 2018-08 |
| Sze Kei Ling 凌思其 | Rep 4, 9 | 2014-04 | 2018-06 |
| Ho Yan Chim 詹可欣 | Rep 4, 9 | 2016-06 | 2018-01 |
| Tao Li 黎濤 | Rep 4, 9 | 2015-06 | 2017-01 |
| Benjamin Septimus Sheehan | Rep 4, 9 | 2013-09 | 2016-09 |
| Sin Yee Lam 林茜儀 | Rep 4, 9 | 2014-04 | 2016-03 |
| Luke Jonathan Boardman | Rep 4, 9 | 2012-12 | 2015-07 |
| Patrice Pierre Henri Conxicoeur | RO 4, 5, 9 | 2008-07 | 2015-05 |
| Philip Wan Yu Mok 莫韻餘 | RO 5 | 2011-06 | 2015-02 |
| Julie J Koo | RO 4, 9 | 2011-06 | 2015-02 |
| Kwan Kiu Liu 廖君翹 | Rep 4, 9 | 2012-10 | 2015-01 |
| Husan Pai 白浩森 | RO 5 | 2011-06 | 2014-12 |
| Sae Joon Choi | Rep 4, 9 | 2012-10 | 2014-08 |
| Sze Ki Yip 葉士奇 | RO 4, 5, 9 | 2011-05 | 2014-08 |
| Lang Lang 郎朗 | Rep 4, 9 | 2014-06 | 2014-07 |
| Joanna Mary Munro | RO 4, 9 | 2011-05 | 2014-07 |
| Michelle May See Tang 鄧美詩 | Rep 4, 9 | 2012-10 | 2014-06 |
| Susanna Ling Sze Wong 王玲思 | Rep 4, 9 | 2012-11 | 2014-02 |
| Joseph Kim | Rep 4, 9 | 2012-10 | 2014-01 |
| Edward Lung Lam 林隆 | Rep 4, 9 | 2012-10 | 2013-12 |
| Lam Hui 許琳 | Rep 4, 9 | 2012-10 | 2013-07 |
| Jane Ching Wong 黃菁 | Rep 4, 9 | 2012-10 | 2013-01 |
| Winnie Wai Yin Hau 侯慧賢 | RO 4, 9 Rep 5 | 2006-01 | 2011-07 |
| Ayaz Hatim Ebrahim | RO 4, 5, 9 | 2003-06 | 2011-05 |
| Rudolf Eduard Walter Apenbrink | RO 4, 9 | 2007-07 | 2010-10 |
| Leon Goldfeld | RO 4, 5, 9 Rep 4, 5, 9 | 2004-07 | 2010-06 |
| King Lun Au 區景麟 | RO 4, 5, 6, 9 | Pre-2003 | 2008-08 |
| Blair Chilton Pickerell | RO 4, 9 | 2003-07 | 2007-05 |
| Yin Kwan Chow 周妍君 | RO 4, 9 Rep 5 | 2006-01 | 2007-03 |
| Alan Chi Lun Liu 廖志崙 | RO 4, 5, 9 | 2004-03 | 2005-08 |
| Paul Man Yiu Chow 周文耀 | RO 4, 6, 9 | Pre-2003 | 2003-04 |
Showing 1–65 of 65