Brenda Yuen Ting Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brenda Yuen Ting Wong ( ), a licensed former licensee with CE reference BNO001. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2023-11-09 | 2024-06-14 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-05-02 | 2024-06-14 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-05-02 | 2024-06-14 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-05-02 | 2024-06-14 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-05-02 | 2024-06-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-12 | 2023-05-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-12 | 2023-05-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-09-12 | 2023-05-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-09-12 | 2023-05-02 |