Yin Kwan Chow
周妍君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kwan Chow (周妍君), a licensed former licensee with CE reference ACB033. This person has 4.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-08-10 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2003-04-28 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2003-04-28 | 2006-01-18 |
| Investec Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-28 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-28 |
| Investec Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-25 |
| Investec Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-28 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-28 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Kwan Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.