Bonnie Wai Nam Lee
李慧楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bonnie Wai Nam Lee (李慧楠), a licensed former licensee with CE reference AZC677. This person has 8.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-10-19 | 2021-07-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-10-19 | 2021-07-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-12-12 | 2021-07-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2013-12-12 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-12-12 | 2021-07-15 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2013-12-12 | 2020-08-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-03-06 | 2012-09-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-03-06 | 2012-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-06 | 2012-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-06 | 2012-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bonnie Wai Nam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.