Ruby Ching Yee Liu
廖靖怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Ching Yee Liu (廖靖怡), a licensed former licensee with CE reference BOP849. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-10-19 | 2024-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-10-19 | 2024-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-24 | 2024-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2019-07-24 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2019-07-24 | 2020-08-04 |