Ruby Ching Yee Liu
廖靖怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Ching Yee Liu (廖靖怡), a licensed former licensee with CE reference BOP849. This person has 5.3 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-10-19 | 2024-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-10-19 | 2024-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-07-24 | 2024-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2019-07-24 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-07-24 | 2024-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2019-07-24 | 2020-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruby Ching Yee Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.