Patrice Pierre Henri Conxicoeur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrice Pierre Henri Conxicoeur ( ), a licensed former licensee with CE reference AIY478. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-05-22 | 2022-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-05-22 | 2022-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-05-22 | 2022-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-05-22 | 2022-07-12 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2010-09-20 | 2015-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2008-11-12 | 2015-09-09 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2008-07-28 | 2015-05-22 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2008-07-28 | 2015-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-07-28 | 2015-05-22 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | 2008-07-28 | 2015-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-07-28 | 2015-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-07-28 | 2015-05-22 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 5 — Advising on futures contracts | 2008-07-28 | 2015-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-07-28 | 2015-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-07-28 | 2015-05-22 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2008-07-28 | 2015-05-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-07-28 | 2015-05-06 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-15 | 2008-10-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 4 — Advising on securities | 2003-08-07 | 2008-10-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-08-07 | 2008-10-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 9 — Asset management | 2003-08-07 | 2008-10-31 |