Julie J Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie J Koo ( ), a licensed Representative with CE reference ANE311. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2026-05-04 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2026-05-04 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2026-05-04 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-08-27 | 2017-12-29 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-08-27 | 2017-12-29 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2015-08-27 | 2017-12-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-04-13 | 2015-08-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-04-13 | 2015-08-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-04-13 | 2015-08-27 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-06-09 | 2015-02-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-06-09 | 2015-02-06 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-06-09 | 2015-02-06 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | 2011-06-09 | 2015-02-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-06-09 | 2015-02-06 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-06-09 | 2015-02-06 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2011-06-09 | 2015-02-06 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-06-09 | 2015-02-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-22 | 2011-06-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-22 | 2011-06-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-02-22 | 2011-06-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-02-22 | 2011-06-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2010-02-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-28 | 2010-02-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-13 | 2010-02-03 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2006-03-13 | 2006-08-24 |