Eddie Khang Thach Trinh

鄭凱天
CE No. AXE228 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eddie Khang Thach Trinh (鄭凱天), CE reference AXE228. Currently licensed at 4 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited, CICC US Securities (Hong Kong) Limited. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
Rep Type 9 — Asset management 2022-07-08 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 2 — Dealing in futures contracts 2020-03-23 present
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-08-08 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 — Advising on securities 2016-03-10 present
CICC US Securities (Hong Kong) Limited
中金美國證券(香港)有限公司
Rep Type 1 — Dealing in securities 2015-02-16 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 — Dealing in securities 2014-07-23 present
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 — Dealing in securities 2011-04-26 2014-06-18

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