William Wai Tak Tong
唐偉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Tak Tong (唐偉德), a licensed Responsible Officer with CE reference AJB117. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 22.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-10-08 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-01 | 2025-10-08 |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-02-15 | 2025-08-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-02 | 2024-02-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-03-05 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-17 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-17 | 2023-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-11-17 | 2021-03-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-05 | 2020-10-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-03 | 2019-06-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-16 | 2018-04-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-16 | 2018-04-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-09 | 2018-04-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-03-31 | 2018-02-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-11-17 | 2015-03-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2006-11-11 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-03 | 2006-11-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-24 | 2006-06-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-24 | 2006-06-19 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-09-30 | 2005-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wai Tak Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2006–2018 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2007–2017 |
| Xiaolu Chen | BOCI Asia Limited | 2006–2018 |
| Yan Cheng | BOCI Asia Limited | 2006–2015 |
| Xiaohui Yan | BOCI Asia Limited | 2006–2015 |
| Yi Shen | BOCI Asia Limited | 2009–2018 |
| Zhihua Zhang | BOCI Asia Limited | 2006–2014 |
| Paul Chau | BOCI Asia Limited | 2010–2018 |
| Andy To Chung Wai | BOCI Asia Limited | 2006–2018 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2018 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2006–2018 |
| Yiu Kei Leung | BOCI Asia Limited | 2006–2018 |
| Tong Li | BOCI Asia Limited | 2006–2018 |
| Rowena See Wai Ng | BOCI Asia Limited | 2006–2018 |
| Zhen Zhang | BOCI Asia Limited | 2006–2018 |
| Fang Bian | BOCI Asia Limited | 2006–2018 |
| Chi Kin Mak | BOCI Asia Limited | 2006–2018 |
| Rong Dai | BOCI Asia Limited | 2006–2014 |
| Lili Chen | BOCI Asia Limited | 2010–2017 |
| Guilin Zhang | BOCI Asia Limited | 2010–2018 |