Chun Yu Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yu Kwok (郭震宇), a licensed Responsible Officer with CE reference AMJ193. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-08-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-02-24 | 2022-08-17 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-11-01 | 2022-02-14 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-13 | 2018-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-03 | 2007-06-25 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-02-03 | 2007-06-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-12 | 2006-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.