David Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lee (李大衛), a licensed Representative with CE reference BTS959. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, CICC US Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 1.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-07 | present |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-07 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-07 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-07 | present |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-05 | 2024-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.