Bo Xu
徐博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Xu (徐博), CE reference AXG732. Currently licensed at 1 firm(s): CITIC CFI Asset Management Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited 中信信期國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-04 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-11 | 2023-11-28 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2021-05-28 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-19 | 2023-11-28 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2020-08-19 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-01 | 2020-06-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-12 | 2019-02-01 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-29 | 2017-08-21 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-11 | 2013-05-31 |