Chun Kit Yim
嚴俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kit Yim (嚴俊傑), CE reference BOM730. Currently licensed at 3 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited, CICC US Securities (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-03 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-03 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-18 | present |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-18 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2021-02-05 |