Qianxin Li
栗潛心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qianxin Li (栗潛心), a licensed Responsible Officer with CE reference ATM617. Currently licensed at 1 firm(s): CCB International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-27 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-27 | 2021-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-27 | 2021-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-13 | 2018-02-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-01 | 2018-02-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-11-01 | 2018-02-27 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2011-07-11 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-31 | 2011-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qianxin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.