Shaodong Lian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaodong Lian (連少冬), a licensed Responsible Officer with CE reference AKW813. Currently licensed at 1 firm(s): Bosera Asset Management (International) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-15 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 - Advising on securities | 2013-07-15 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 9 - Asset management | 2013-07-15 | present |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-19 | 2024-01-05 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-06-19 | 2024-01-05 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-06-19 | 2024-01-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-14 | 2012-05-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-10-14 | 2012-05-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 - Asset management | 2009-10-14 | 2012-05-05 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-07 | 2009-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaodong Lian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.