Carman Wing Yan Chan
陳詠欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carman Wing Yan Chan (陳詠欣), CE reference AOX997. Currently licensed at 1 firm(s): Bradbury Asset Management (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2016-11-23 | present |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-01-29 | 2015-12-01 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-29 | 2015-12-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-12-28 | 2015-01-27 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2011-12-28 | 2015-01-27 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-17 | 2011-12-28 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-17 | 2011-12-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-06 | 2008-10-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-03-11 |