Sung Yip Chiu
趙崇業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Yip Chiu (趙崇業), CE reference AEZ066. Currently licensed at 1 firm(s): CBH Asia Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-27 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-27 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-04-27 | present |
| PFC International Company Limited | RO | Type 1 — Dealing in securities | 2016-12-09 | 2019-12-31 |
| PFC International Company Limited | RO | Type 4 — Advising on securities | 2016-12-09 | 2019-12-31 |
| PFC International Company Limited | RO | Type 9 — Asset management | 2016-12-09 | 2019-12-31 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2016-12-09 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2016-12-09 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2008-08-04 | 2016-12-09 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2004-10-28 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2004-10-28 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2004-10-28 | 2008-09-26 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-10-01 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-01 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-10-01 |