Kwok Ho Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Tang (鄧國豪), a licensed Responsible Officer with CE reference BRW048. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-10-02 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-07-08 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-06-22 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-22 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2026-06-22 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-22 | 2026-10-02 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-10 | 2026-05-29 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-03-10 | 2026-05-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-20 | 2026-05-29 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-04 | 2026-05-29 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-04 | 2026-05-29 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-14 | 2025-03-10 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-14 | 2025-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ho Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.