Qi Xiu
修琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Xiu (修琦), a licensed Responsible Officer with CE reference BVK730. Currently licensed at 3 firm(s): CCB International Capital Limited, CCB International Asset Management Limited, CCB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-01-21 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-07 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-07 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-07 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-02-07 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-07 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2025-02-07 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-02-07 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-02-07 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-02-07 | 2025-09-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-30 | 2025-02-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-30 | 2025-02-07 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-30 | 2025-02-07 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-09-30 | 2025-02-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-30 | 2025-02-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-30 | 2025-02-07 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-30 | 2025-02-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-09-30 | 2025-02-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-09-30 | 2025-02-07 |