Tsz Man Man
萬子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Man (萬子文), a licensed Responsible Officer with CE reference ADV627. Currently licensed at 1 firm(s): CBH Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 - Advising on securities | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-08-06 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-05-15 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-15 | 2025-08-06 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-05-15 | 2025-08-06 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2021-07-06 | 2024-11-29 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-03 | 2011-10-28 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 - Advising on securities | 2008-06-03 | 2011-10-28 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-06-03 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2008-06-03 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-12 |