Tsz Sang Pun
潘梓生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Sang Pun (潘梓生), a licensed former licensee with CE reference AVM927. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-23 | 2022-02-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2020-10-23 | 2022-02-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-04 | 2022-02-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-04 | 2020-10-23 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-03-04 | 2020-10-23 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-02 | 2019-04-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-05 | 2020-02-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2010-09-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-20 | 2010-09-08 |