Benedict Shang Wei Moh

毛尚偉
CE No. BTQ997 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benedict Shang Wei Moh (毛尚偉), CE reference BTQ997. Currently licensed at 1 firm(s): Saxo Capital Markets HK Limited. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 1 — Dealing in securities 2023-09-11 present
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 2 — Dealing in futures contracts 2023-09-11 present
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 3 — Leveraged foreign exchange trading 2023-09-11 present
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 4 — Advising on securities 2023-09-11 present
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
RO Type 9 — Asset management 2023-09-11 present
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 1 — Dealing in securities 2023-05-12 2023-09-11
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2023-05-12 2023-09-11
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2023-05-12 2023-09-11
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 4 — Advising on securities 2023-05-12 2023-09-11
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
Rep Type 9 — Asset management 2023-05-12 2023-09-11

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