Kenneth Jen Ming Shih
石健明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Jen Ming Shih (石健明), a licensed former licensee with CE reference AVM355. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-03 | 2024-01-23 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-21 | 2024-01-23 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-21 | 2024-01-23 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-12 | 2021-10-13 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-12 | 2021-10-13 |
| HSBC Family Office Services Limited 滙豐家族財富策劃有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-09 | 2011-12-31 |