Lap Lam Leung
梁立林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Lam Leung (梁立林), a licensed former licensee with CE reference AXE223. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-02 | 2025-07-10 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-02 | 2025-07-10 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-11-02 | 2025-07-10 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-02 | 2025-07-10 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-02 | 2017-09-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-02 | 2017-09-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-03-02 | 2017-09-28 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-24 | 2015-07-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-02-02 | 2014-06-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2014-06-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-09 | 2014-06-16 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2011-08-27 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-16 | 2011-08-27 |