Adam James Reynolds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam James Reynolds ( ), a licensed former licensee with CE reference AZE911. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-07 | 2024-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 9 — Asset management | 2022-01-07 | 2024-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-23 | 2024-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-23 | 2024-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-08-23 | 2024-09-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-07 | 2019-08-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-08-07 | 2019-08-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-08-07 | 2019-08-21 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 4 — Advising on securities | 2012-04-27 | 2013-12-20 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 9 — Asset management | 2012-04-27 | 2013-12-20 |