Thomas Kwok Leung Tam
譚國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwok Leung Tam (譚國樑), CE reference BTS051. Currently licensed at 1 firm(s): Saxo Capital Markets HK Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2024-03-28 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-14 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-11-14 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-11-14 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 9 — Asset management | 2023-11-14 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-03 | 2023-11-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-03 | 2023-11-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2023-05-03 | 2024-03-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-03 | 2023-11-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-03 | 2023-11-14 |