Wen Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Tao ( ), a licensed former licensee with CE reference BPM184. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-17 | 2020-10-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-17 | 2020-10-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-04-17 | 2020-10-16 |