Lap Bond James Lo
盧立邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Bond James Lo (盧立邦), a licensed former licensee with CE reference BBJ189. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 — Dealing in securities | 2023-03-14 | 2023-09-01 |
| LCA Solutions Limited | Rep | Type 4 — Advising on securities | 2023-03-14 | 2023-09-01 |
| LCA Solutions Limited | Rep | Type 9 — Asset management | 2023-03-14 | 2023-09-01 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-27 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-31 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-31 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-10-31 | 2023-02-17 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-06-03 | 2015-05-04 |