Korman Cho Mau Lui
雷祖謀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Korman Cho Mau Lui (雷祖謀), a licensed former licensee with CE reference ADN286. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-16 | 2022-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-16 | 2022-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-03-16 | 2022-04-08 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-15 | 2020-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-15 | 2020-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-02 | 2018-02-15 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-02 | 2018-02-15 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-03-02 | 2020-03-27 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2016-03-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-29 | 2016-03-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-12-29 | 2016-03-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2014-11-18 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-14 | 2014-11-18 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-04-03 | 2014-08-29 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-10-07 | 2013-04-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-08 | 2011-09-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-28 | 2011-09-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-23 | 2011-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-10 | 2004-02-05 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-11-03 |