Nan Yan
閆楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Yan (閆楠), a licensed former licensee with CE reference BFD014. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-18 | 2024-09-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-02-18 | 2024-09-16 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-29 | 2020-09-30 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-29 | 2020-09-30 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-08 | 2016-09-02 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-08 | 2016-09-02 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-08 | 2016-09-02 |