Colin Celan Ling
凌思綸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Celan Ling (凌思綸), a licensed former licensee with CE reference ABU679. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-23 | 2020-05-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-23 | 2020-05-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-03-18 | 2020-05-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-24 | 2020-03-23 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-02-24 | 2020-03-23 |
| XHK Limited | RO | Type 1 — Dealing in securities | 2019-01-29 | 2019-08-30 |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2019-01-29 | 2019-08-30 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-22 | 2016-09-30 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-21 | 2016-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-09-29 | 2015-02-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-29 | 2015-02-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-29 | 2015-02-27 |
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2010-07-29 | 2010-09-20 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2010-07-29 | 2010-09-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2010-07-15 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2010-07-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-04 | 2010-07-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-05-27 | 2006-03-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-16 | 2006-03-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-16 | 2006-03-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-31 | 2004-04-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-31 | 2004-04-06 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |