Elva I-Ya Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elva I-Ya Lee, a licensed former licensee with CE reference AXD736. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-06-15 | 2014-05-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2012-06-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-21 | 2012-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elva I-Ya Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.