Lidong Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lidong Han ( ), a licensed former licensee with CE reference BAB680. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2016-09-15 | 2018-03-30 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-05-13 | 2016-07-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2014-08-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-31 | 2014-08-21 |