Vincent Steven Littke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Steven Littke, a licensed former licensee with CE reference AQL532. This person has 9.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-23 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-23 | 2020-08-17 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-01-06 | 2014-03-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-09 | 2011-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-09 | 2011-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-09-09 | 2011-11-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-05 | 2008-12-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-05 | 2008-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Steven Littke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.