Sneha Shah Kohli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sneha Shah Kohli ( ), a licensed former licensee with CE reference AVP148. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-01 | 2024-11-07 |
| SC Lowy Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2023-03-07 | 2023-07-14 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2019-07-04 | 2023-07-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-03 | 2011-12-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-03 | 2011-12-09 |