Robert Christopher Lepsoe
洛泰思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Christopher Lepsoe (洛泰思), a licensed former licensee with CE reference AFJ245. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2009-10-09 | 2011-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-19 | 2008-12-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-25 | 2007-07-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-23 | 2007-07-10 |