Richard Denuit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Denuit ( ), a licensed former licensee with CE reference AWY094. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-05-10 | 2019-08-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-07 | 2011-10-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-07 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-07 | 2011-10-01 |