Kah Ken Kam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kah Ken Kam ( ), a licensed former licensee with CE reference APW093. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2011-11-17 | 2013-10-31 |
| ASM Advisory Limited | RO | Type 6 — Advising on corporate finance | 2009-11-30 | 2011-03-09 |
| Argyle Street Management Limited | Rep | Type 4 — Advising on securities | 2007-12-19 | 2011-03-09 |
| Argyle Street Management Limited | Rep | Type 9 — Asset management | 2007-12-19 | 2011-03-09 |