Sunita Subramoniam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunita Subramoniam ( ), a licensed former licensee with CE reference BDZ962. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-20 | 2022-07-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-20 | 2022-07-22 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-09 | 2017-10-25 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-09 | 2017-10-25 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2014-08-14 | 2016-12-31 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2014-08-14 | 2016-12-31 |