Shu Wang Kwan
關樹宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wang Kwan (關樹宏), a licensed Responsible Officer with CE reference BDW780. Currently licensed at 1 firm(s): EXS Capital Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | RO | Type 4 - Advising on securities | 2016-08-03 | present |
| EXS Capital Asia Limited | RO | Type 6 - Advising on corporate finance | 2016-08-03 | present |
| EXS Capital Asia Limited | RO | Type 9 - Asset management | 2016-08-03 | present |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-08-04 | 2016-08-03 |
| EXS Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-04 | 2016-08-03 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-08-04 | 2016-08-03 |