Caroline Fowler Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Fowler Davis, a licensed former licensee with CE reference BEN255. This person has 0.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-12-04 | 2015-09-12 |
| EXS Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-12-04 | 2015-09-12 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-12-04 | 2015-09-12 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Fowler Davis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu Qing Huang | EXS Capital Asia Limited | 2014–2015 |
| Shu Wang Kwan | EXS Capital Asia Limited | 2014–2015 |
| Jessica Carolyn Cutrera Papadopoulos | EXS Capital Asia Limited | 2014–2015 |
| Todd Barry Pallett | EXS Capital Asia Limited | 2014–2015 |
| Pui Yi Lok | EXS Capital Asia Limited | 2014–2015 |
| Eric Norman Solberg | EXS Capital Asia Limited | 2014–2015 |
| Yuen Ting Regina Yip | EXS Capital Asia Limited | 2014–2015 |
| Sunita Subramoniam | EXS Capital Asia Limited | 2014–2015 |
| Amy May Hill | EXS Capital Asia Limited | 2014–2015 |
| Pristine Rocio Sin Remolona | EXS Capital Asia Limited | 2014–2015 |
| Alvin Siu-Lun Yam | EXS Capital Asia Limited | 2014–2015 |
| Nan Zhang | EXS Capital Asia Limited | 2014–2015 |
| Marcus Lee | EXS Capital Asia Limited | 2015 |