Eric Norman Solberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Norman Solberg ( ), a licensed former licensee with CE reference ABN070. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | RO | Type 4 — Advising on securities | 2008-06-12 | 2020-04-01 |
| EXS Capital Asia Limited | RO | Type 6 — Advising on corporate finance | 2008-06-12 | 2020-04-01 |
| EXS Capital Asia Limited | RO | Type 9 — Asset management | 2008-06-12 | 2020-04-01 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 4 — Advising on securities | 2007-04-27 | 2007-06-18 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-27 | 2007-06-18 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 9 — Asset management | 2007-04-27 | 2007-06-18 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-06 | 2007-04-27 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-06 | 2007-04-27 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 — Asset management | 2007-02-06 | 2007-04-27 |