Rebecca So-Kwun Sin

冼素君
CE No. AXK801 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca So-Kwun Sin (冼素君), a licensed former licensee with CE reference AXK801. This person has 1.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
EXS Capital Asia Limited Rep Type 4 - Advising on securities 2013-10-04 2014-03-18
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2011-06-15 2012-08-14
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2011-06-15 2012-08-14

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Rebecca So-Kwun Sin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lai Ki Rachel Ip EXS Capital Asia Limited 2013–2014
Jessica Carolyn Cutrera Papadopoulos EXS Capital Asia Limited 2013–2014
Todd Barry Pallett EXS Capital Asia Limited 2013–2014
Eric Norman Solberg EXS Capital Asia Limited 2013–2014
Debbi Sutuntivorakoon EXS Capital Asia Limited 2013–2014
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