Denise Kai Ern Teo
張愷恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Kai Ern Teo (張愷恩), CE reference BPL685. Currently licensed at 1 firm(s): Gateway Capital (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-08-31 | present |
| Gateway Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-31 | present |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2020-03-05 | 2022-02-25 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2020-03-05 | 2022-02-25 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2020-03-05 | 2022-02-25 |