Wai Kin Choy
蔡偉堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Choy (蔡偉堅), a licensed former licensee with CE reference AOY201. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-27 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-27 | 2018-02-09 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2011-11-02 | 2012-02-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2011-10-26 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-29 | 2011-10-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-04 | 2011-10-26 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-04 | 2011-10-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-27 | 2008-06-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-27 | 2008-06-01 |